SEC v. National Executive Planners, Ltd.

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• Federal Cases - Securities and Exchange Commission v. Joiner Leasing Corporation
• Federal Cases - Aaron v. Securities and Exchange Commission
• Federal Cases - SECURITIES & EXCHANGE COM'N v. HAFFENDEN-RIMAR INT., INC.
• Federal Cases - SECURITIES & EXCHANGE COM'N v. Galaxy Foods, Inc.
• Federal Cases - Securities and Exchange Commission v. Howey Co



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• Federal Cases - Massachusetts Financial Services, Inc. v. Securities Investor Protection Corp., No. 76-1256
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• Federal Cases - Tcherepnin v. Knight, 104
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• US - Reference Stubs - Definitions; promotion of efficiency, competition, and capital formation
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• US - Reference Stubs - Prohibitions relating to interstate commerce and the mails
• US - Reference Stubs - Registration and regulation of brokers and dealers
• US - Reference Stubs - Definitions and application
• US - Reference Stubs - Registration of investment advisers
• US - Reference Stubs - Fraudulent interstate transactions
• US - Reference Stubs - Prohibited transactions by investment advisers
• US - Reference Stubs - Manipulative and deceptive devices