S.E.C. v. Professional Associates, 82-1398

This document cites

• Federal Cases - Melton v. Unterreiner
• Federal Cases - Williamson v. Tucker
• Federal Cases - Odom v. Slavik, 81-1795
• Federal Cases - Securities and Exchange Commission v. Howey Co
• Federal Cases - Curran v. Merrill Lynch, Pierce, Fenner and Smith, Inc.



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• US - Reference Stubs - Definitions; promotion of efficiency, competition, and capital formation
• US - Reference Stubs - Prohibitions relating to interstate commerce and the mails
• US - Reference Stubs - Registration and regulation of brokers and dealers
• US - Reference Stubs - Definitions and application
• US - Reference Stubs - Investigations and actions
• US - Reference Stubs - General business credit
• US - Reference Stubs - Employment of manipulative and deceptive devices
• US - Reference Stubs - Registration of investment advisers
• US - Reference Stubs - Energy credit
• US - Reference Stubs - Fraudulent interstate transactions
• US - Reference Stubs - Injunctions and prosecution of offenses
• US - Reference Stubs - Prohibited transactions by investment advisers
• US - Reference Stubs - Manipulative and deceptive devices