People ex rel. Dufauchard v. O'Neal

This document cites

• California - Apollo Capital Fund, LLC v. Roth Capital Partners, LLC
• California - People v. Simon
• California - People v. Graham
• US - Reference Stubs - "Nonissuer transaction" defined
• US - Reference Stubs - Liability to person acquiring security sold in violation of law



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• US - Reference Stubs - Liability of person who violates Section 25401
• US - Reference Stubs - Chapters constituting administrative adjudication provision
• US - Reference Stubs - Injunctive relief; appointment of fiduciary or officer of court; ancillary relief
• US - Reference Stubs - Short title
• US - Reference Stubs - Qualification by coordination
• US - Reference Stubs - Unlawful acts in connection with offer, sale, or purchase of security
• US - Reference Stubs - Qualification by permit
• US - Reference Stubs - Unlawful offer or sale of security in issuer transaction
• US - Reference Stubs - Willful violation
• US - Reference Stubs - 'Issuer' defined
• US - Reference Stubs - Qualification by notification
• US - Reference Stubs - Desist and refrain order
• US - Reference Stubs - Remedies not exclusive
• US - Reference Stubs - Ca. Corp. Code § 25535 Civil Penalty
• US - Reference Stubs - Ca. Corp. Code § 25102 Transactions Exempt From Section 25110