Merrill Lynch, Pierce, Fenner & Smith v. Zimmerman

Core Citations

DISAPPROVES

• Tucker v. Whitehead
• Reddix v. Chatham County Hospital Authority
• A. R. Hudson Realty, Inc. v. Hood

[See more]

• Proctor v. Lanier Collection Agency & Service, Inc.

RESUELVE RECURSO

• Zimmerman v. Merrill Lynch, Pierce, Fenner & Smith, Inc.

REVERSES

• Zimmerman v. Merrill Lynch, Pierce, Fenner & Smith, Inc.

SUPERSEDES

• Zimmerman v. Merrill Lynch, Pierce, Fenner & Smith, Inc.

This document cites

• Georgia - Proctor v. Lanier Collection Agency & Service, Inc.
• Georgia - Hardy v. Hardy
• Georgia - Tucker v. Whitehead
• Georgia - Zimmerman v. Merrill Lynch, Pierce, Fenner & Smith, Inc.
• Georgia - Butts v. Md. Cas. Co



See all quotations

• Georgia - A. R. Hudson Realty, Inc. v. Hood
• Georgia - Reddix v. Chatham County Hospital Authority
• Georgia - Holcombe v. The State
• Georgia - Green v. Johnson
• US - Reference Stubs - Registration and financial requirements; risk assessment
• US - Reference Stubs - Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; conflict-of-interest systems and procedures; Chief Compliance Officer; rules to avoid duplicative regulations; swap requirements; portfolio margining accounts