Marchese v. Shearson Hayden Stone, Inc.

Core Citations

CITED in

• Camelart Ltd. v. StoneX Grp. Inc.

This document cites

• Federal Cases - Zenith Radio Corporation v. United States
• Federal Cases - Commodity Futures Trading Com'n v. Co Petro Marketing Group, Inc.
• Federal Cases - Blum v. Stenson
• Federal Cases - Hill v. Wallace
• Federal Cases - Udall v. Tallman



See all quotations

• Federal Cases - Lorillard v. Pons
• Federal Cases - Lawrence County v. School District No 40, LEAD-DEADWOOD
• Federal Cases - Cargill, Incorporated v. Hardin
• Federal Cases - Crabtree Investments v. Merrill Lynch
• Federal Cases - Marchese v. Shearson Hayden Stone, Inc.
• Federal Cases - Board of Trade of City of Chicago v. Olsen, 701
• Federal Cases - Merrill Lynch, Pierce Fenner Smith, Inc v. Curran New York Mercantile Exchange v. Leist Clayton Brokerage Co of St Louis, Inc v. Leist Heinhold Commodities, Inc v. Leist
• Federal Cases - North Haven Board of Education v. Bell
• Federal Cases - Webb Fabulous Pharmacies, Inc v. Beckwith, 79-1033
• Federal Cases - Chevron Inc v. Natural Resources Defense Council, Inc American Iron and Steel Institute v. Natural Resources Defense Council, Inc Ruckelshaus v. Natural Resources Defense Council, Inc
• US - Reference Stubs - Violations generally; punishment; costs of prosecution
• US - Reference Stubs - Investment of customer funds
• US - Reference Stubs - Creation of remedy
• US - Reference Stubs - Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals
• US - Reference Stubs - Gains and losses resulting from investment of customer funds
• US - Reference Stubs - Record of investments
• US - Reference Stubs - Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; conflict-of-interest systems and procedures; Chief Compliance Officer; rules to avoid duplicative regulations; swap requirements; portfolio margining accounts
• US - Reference Stubs - Deposit of instruments purchased with futures customer funds
• US - Reference Stubs - Registration of commodity dealers and associated persons; regulation of registered entities
• US - Reference Stubs - Designation of boards of trade as contract markets