JCC, Inc. v. Commodity Futures Trading Com'n

This document cites

• Federal Cases - New England Coalition on Nuclear Pollution v. U.S. Nuclear Regulatory Com'n
• Federal Cases - Gamble-Skogmo, Inc. v. Federal Trade Commission
• Federal Cases - Clayton Brokerage Co. of St. Louis, Inc. v. Commodity Futures Trading Com'n
• Federal Cases - COMMODITY FUTURES TRADING v. US Metals Depository
• Federal Cases - Purdy v. Commodity Futures Trading Com'n



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• Federal Cases - Morris v. Commodity Futures Trading Com'n
• Federal Cases - Beavers v. Secretary of Health, Ed. and Welfare
• Federal Cases - U.S. v. Ramsey
• Federal Cases - Kent v. Hardin
• Federal Cases - U.S. v. Jewell
• Federal Cases - Parker v. Bowen
• Federal Cases - Monieson v. Commodity Futures Trading Com'n, 92-3014
• Federal Cases - Haltmier v. Commodity Futures Trading Commission
• Federal Cases - Van Teslaar v. Bender
• US - Reference Stubs - Dealings by unregistered floor trader or broker prohibited
• US - Reference Stubs - Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons
• US - Reference Stubs - Public disclosures by futures commission merchants
• US - Reference Stubs - Liability of principal for act of agent
• US - Reference Stubs - Responsibility as principal; minor violations
• US - Reference Stubs - Initial decisions; conclusiveness; review by agency; submissions by parties; contents of decisions; record
• US - Reference Stubs - Assessment of money penalties
• US - Reference Stubs - Reporting and recordkeeping
• US - Reference Stubs - Definitions
• US - Reference Stubs - Registration and financial requirements; risk assessment
• US - Reference Stubs - Contracts designed to defraud or mislead
• US - Reference Stubs - Regulatory records; retention and production
• US - Reference Stubs - Hearings; presiding employees; powers and duties; burden of proof; evidence; record as basis of decision
• US - Reference Stubs - Supervision
• US - Reference Stubs - Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; conflict-of-interest systems and procedures; Chief Compliance Officer; rules to avoid duplicative regulations; swap requirements; portfolio margining accounts
• US - Reference Stubs - Adjudications
• US - Reference Stubs - Prohibition regarding manipulation and false information