In re Bengal Trading Corp., Bankruptcy No. 80-01471-BKC-JAG
Linked as:
Extract
In re Bengal Trading Corp., Bankruptcy No. 80-01471-BKC-JAG
No longer available (Autolink)
See the full content of this document
This document cites
- US - Reference Stubs - Definitions for this subchapter
- US - Reference Stubs - Treatment of customer property
- US - Reference Stubs - Registration and financial requirements; risk assessment
- US - Reference Stubs - Minimum financial requirements for futures commission merchants and introducing brokers
- US - Reference Stubs - Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; conflict-of-interest systems and procedures; Chief Compliance Officer; rules to avoid duplicative regulations; swap requirements; portfolio margining accounts
