Hedge Funds: Their Advisers Do Not Have to Register with the SEC, but More Information and Other Alternatives are Recommended
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Hedge Funds: Their Advisers Do Not Have to Register with the SEC, but More Information and Other Alternatives are Recommended
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This document cites
- Federal Cases - 451 F.3d 873 (D.C. Cir. 2006), 04-1434, Goldstein v. S.E.C.
- Federal Cases - 472 U.S. 181 (1985), 83-1911, Lowe v. Securities and Exchange Commission
- Federal Cases - 346 U.S. 119 (1053), 512, SEC v. Ralston Purina Co.
- Code of Federal Regulations - Exemption for limited offers and sales without regard to dollar amount of offering
- Code of Federal Regulations - Determination of beneficial owner
