Effex Capital, LLC v. Nat'l Futures Ass'n

Core Citations

ABROGATES OTHER CASE

• Barbara v. New York Stock Exchange, Inc.

SUMMARIZED OPINION OF in

• Effex Capital, LLC v. National Futures Association

This document cites

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See all quotations

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• US - Reference Stubs - Registered futures associations
• US - Reference Stubs - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce
• US - Reference Stubs - Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons
• US - Reference Stubs - Registration, responsibilities, and oversight of self-regulatory organizations