Commodity Futures Trading Commission v. British American Commodity Options

This document cites

• Federal Cases - Commodity Futures Trading Commission v. JS Love & Assoc. Options, Ltd.
• Federal Cases - Federal Trade Commission v. Thomsen-King & Co., 7196.
• Federal Cases - Securities and Exchange Commission v. Culpepper
• Federal Cases - Securities & Exch. Com'n v. First American Bank & T. Co.
• Federal Cases - Hecht Co v. Bowles



See all quotations

• Federal Cases - S.E.C. v. Management Dynamics, Inc.
• Federal Cases - Securities & Exchange Com'n v. Manor Nursing Ctrs., Inc.
• US - Reference Stubs - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce
• US - Reference Stubs - Short title
• US - Reference Stubs - Registration and regulation of brokers and dealers
• US - Reference Stubs - Investigations and actions
• US - Reference Stubs - Commodity trading advisors and commodity pool operators; Congressional finding
• US - Reference Stubs - Short title
• US - Reference Stubs - Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law
• US - Reference Stubs - Enjoining or restraining violations
• US - Reference Stubs - Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account
• US - Reference Stubs - Injunctions and prosecution of offenses
• US - Reference Stubs - Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; conflict-of-interest systems and procedures; Chief Compliance Officer; rules to avoid duplicative regulations; swap requirements; portfolio margining accounts