Commodity Futures Trading Comm'n v. Notus LLC

Core Citations

REVERSES OTHER CASE

• Commodity Futures Trading v. Noble Wealth Data

This document cites

• Federal Cases - Commodity Futures Trading Com'n. v. Baragosh
• Federal Cases - Sec v. Zandford
• Federal Cases - U.S. Commodity Futures Trading Comm'n v. S. Trust Metals, Inc.
• Federal Cases - U.S. Commodity Futures Trading Comm'n v. Hunter Wise Commodities, LLC
• Federal Cases - Buchanan v. Bowman



See all quotations

• Federal Cases - Commodity Futures Trading v. R.J. Fitzgerald & Co.
• US - Reference Stubs - Prohibition on the employment, or attempted employment, of manipulative and deceptive devices
• US - Reference Stubs - Separability
• US - Reference Stubs - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce
• US - Reference Stubs - Responsibility as principal; minor violations
• US - Reference Stubs - Enjoining or restraining violations
• US - Reference Stubs - Contracts designed to defraud or mislead
• US - Reference Stubs - Fraud and misrepresentation by commodity trading advisors, commodity pool operators, and associated persons
• US - Reference Stubs - Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; conflict-of-interest systems and procedures; Chief Compliance Officer; rules to avoid duplicative regulations; swap requirements; portfolio margining accounts
• US - Reference Stubs - Prohibition regarding manipulation and false information
• US - Reference Stubs - 7 U.S.C. § 1a Definitions