Commodity Futures Trading Com'n v. Sidoti, 97-5757

This document cites

• Federal Cases - S.E.C. v. Carriba Air, Inc.
• Federal Cases - S.E.C. v. First City Financial Corp., Ltd.
• Federal Cases - S.E.C. v. Blatt
• Federal Cases - Mattingly v. U.S.
• Federal Cases - Monieson v. Commodity Futures Trading Com'n, 92-3014



See all quotations

• Federal Cases - Anderson v. City of Bessemer City, North Carolina
• US - Reference Stubs - Fraud in connection with commodity option transactions
• US - Reference Stubs - Liability of principal for act of agent
• US - Reference Stubs - Responsibility as principal; minor violations
• US - Reference Stubs - Registration and financial requirements; risk assessment
• US - Reference Stubs - Contracts designed to defraud or mislead
• US - Reference Stubs - Definitions
• US - Reference Stubs - Manipulations or other violations; cease and desist orders against persons other than registered entities; punishment
• US - Reference Stubs - Registration of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators, swap dealers, major swap participants and leverage transaction merchants
• US - Reference Stubs - Deficiencies, inaccuracies, and changes, to be reported
• US - Reference Stubs - Supervision
• US - Reference Stubs - Registration of commodity dealers and associated persons; regulation of registered entities
• US - Reference Stubs - Prohibited transactions
• US - Reference Stubs - Prohibition regarding manipulation and false information