C.F.T.C. v. Equity Financial Group LLC

Core Citations

DISTINGUISHES

• Lopez v. Dean Witter Reynolds, Inc.

This document cites

• Federal Cases - American Society, Testing v. Corrpro Companies
• Federal Cases - Kost v. Kozakiewicz
• Federal Cases - Hirk v. Agri-Research Council, Inc.
• Federal Cases - Lopez v. Dean Witter Reynolds, Inc.
• Federal Cases - Messer v. E.F. Hutton & Co.



See all quotations

• Federal Cases - Ernst Ernst v. Hochfelder
• Federal Cases - First Nat. Monetary Corp. v. Weinberger
• Federal Cases - Rosenthal & Co. v. Commodity Futures Trading Com'n, 85-2053
• Federal Cases - Commodity Futures Trading Commission v. Savage
• Federal Cases - Merrill Lynch, Pierce Fenner Smith, Inc v. Curran New York Mercantile Exchange v. Leist Clayton Brokerage Co of St Louis, Inc v. Leist Heinhold Commodities, Inc v. Leist
• Federal Cases - First Commodity Corp. of Boston v. Commodity Futures Trading Commission
• Federal Cases - Chevron Inc v. Natural Resources Defense Council, Inc American Iron and Steel Institute v. Natural Resources Defense Council, Inc Ruckelshaus v. Natural Resources Defense Council, Inc
• US - Reference Stubs - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce
• US - Reference Stubs - Short title
• US - Reference Stubs - Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons
• US - Reference Stubs - Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law
• US - Reference Stubs - Prohibited activities
• US - Reference Stubs - Responsibility as principal; minor violations
• US - Reference Stubs - Enjoining or restraining violations
• US - Reference Stubs - Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account
• US - Reference Stubs - Contracts designed to defraud or mislead
• US - Reference Stubs - Fraud and misrepresentation by commodity trading advisors, commodity pool operators, and associated persons
• US - Reference Stubs - Final decisions of district courts
• US - Reference Stubs - Findings and purpose
• US - Reference Stubs - 17 C.F.R. § 4 app A to Part 4 Form Cpo-Pqr
• US - Reference Stubs - 7 U.S.C. § 1a Definitions