752 F.3d 285 (2nd Cir. 2014), 11-5227-cv (L), United States Securities & Exchange Commission v. Citigroup Global Markets, Inc.

Citation: 752 F.3d 285

Opinion Judge: POOLER, Circuit Judge.

Party Name: UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellant-Cross-Appellee, v. CITIGROUP GLOBAL MARKETS, INC., Defendant-Appellee-Cross-Appellant

Attorney: MICHAEL A. CONLEY, Deputy General Counsel, Securities and Exchange Commission (Jacob H. Stillman, Solicitor, Mark Pennington, Assistant General Counsel, Jeffrey A. Berger, Senior Counsel, on the brief), Washington, D.C., for Plaintiff-Appellant-Cross-Appellee United States Securities and Exchange...

Judge Panel: Before: POOLER, LOHIER, and CARNEY, Circuit Judges. LOHIER, Circuit Judge, concurring:

Case Date: June 04, 2014

Court: U.S. Court of Appeals — Second Circuit