72 F.Supp.3d 417 (S.D.N.Y. 2014), 14-cv-1903 (LAK), Chau v. United States Sec

Citation: 72 F.Supp.3d 417

Opinion Judge: Lewis A. Kaplan, United States District Judge.

Party Name: WING F. CHAU and HARDING ADVISORY LLC, Plaintiffs, v. UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Defendant

Attorney: 14-cv-1903 (LAK) For Plaintiffs: Alex Lipman, Sean T. Haran, David A. Feldman, Ashley Baynham, NIXON PEABODY LLP. For Defendant: Richard M. Humes, Melinda Hardy, Laura Walker, Smith Greig, Sarah Hancur, SECURITIES AND EXCHANGE COMMISSION.

Case Date: December 11, 2014

Court: U.S. District Court — Southern District of New York