597 F.3d 436 (1st Cir. 2010), 07-1384, S.E.C. v. Tambone

Citation: 597 F.3d 436

Opinion Judge: SELYA, Circuit Judge.

Party Name: SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Appellant, v. James TAMBONE and Robert Hussey, Defendants, Appellees.

Attorney: John W. Avery, Senior Litigation Counsel, with whom David M. Becker, General Counsel, Mark D. Cahn, Deputy General Counsel, and Jacob H. Stillman, Solicitor, were on supplemental brief, for appellant. Arthur R. Miller, William B. Scoville, Jr., Peter G.A. Safirstein, Milberg LLP, New York City, K...

Judge Panel: BOUDIN, Circuit Judge, with whom LYNCH, Chief Judge, joins, concurring. LIPEZ, Circuit Judge, with whom TORRUELLA, Circuit Judge, joins, dissenting in part.

Case Date: March 10, 2010

Court: U.S. Court of Appeals — First Circuit