415 F.Supp. 95 (S.D.N.Y. 1976), 74 Civ. 772, Rich v. Touche Ross & Co.
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415 F.Supp. 95 (S.D.N.Y. 1976), 74 Civ. 772, Rich v. Touche Ross & Co.
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- Code of Federal Regulations - Form X-17A-5, information required of certain brokers, dealers, security-based swap dealers, and major security-based swap participants pursuant to sections 15F and 17 of the Securities Exchange Act of 1934 and Sections 240.17a-5, 240.17a-10, 240.17a-11, 240.17a-12, and 240.18a-79 of this chapter, as applicable
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