216 F.Supp. 350 (S.D.N.Y. 1963), S.E.C. v. General Securities Co.
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- Federal Cases - 139 F.2d 87 (2nd Cir. 1943), 153, S.E.C. v. Okin
- Federal Cases - 156 F.Supp. 544 (S.D.N.Y. 1957), S.E.C. v. Graye
- Federal Cases - 289 F.2d 276 (5th Cir. 1961), 18416, Blaise D'Antoni & Associates, Inc. v. S.E.C.
- Code of Federal Regulations - Records to be made by certain exchange members, brokers and dealers
