Securities and Exchange Commission Decisions

from April 14, 1977
Last Document: June 25, 2024



Cantidad de documentos en esta fuente: 13346

February 22, 2005

  • In re Zubkis, 022205 SEC, 3-11625

    • April 13, 2006

  • In re Zubkis, 041306 SEC, 3-11625

    • April 14, 2005

  • In re Zubkis, 041405 SEC, 3-11625

  • In re Zubkis, 041405 SEC, 3-11625

    • March 01, 2018

  • In re Zufelt, 030118 SEC, 3-17907

    • March 12, 2019

  • In re Zufelt, 031219 SEC, 3-17907

    • April 10, 2017

  • In re Zufelt, 041017 SEC, 3-17907

    • April 22, 2019

  • In re Zufelt, 042219 SEC, 3-17907

    • April 26, 2017

  • In re Zufelt, 042617 SEC, 3-17907

  • In re Zufelt, 042617 SEC, 3-17907

    • May 03, 2017

  • In re Zufelt, 050317 SEC, 3-17907

    • May 23, 2017

  • In re Zufelt, 052317 SEC, 3-17907

    • September 20, 2018

  • In re Zufelt, 092018 SEC, 3-17907

    • October 22, 2018

  • In re Zufelt, 102218 SEC, 3-17907

    • November 16, 2018

  • In re Zufelt, 111618 SEC, 3-17907

    • December 04, 2017

  • In re Zufelt, 120417 SEC, 3-17907

    • August 02, 2016

  • In re Zurita, 080216 SEC, 3-14139

    • September 14, 2018

  • In re Zwerner, 091418 SEC, 3-16038

    • October 25, 2007

  • In re Zwick, 102507 SEC, 3-12639

    • April 28, 2022

  • In re Zyqc Grp. Holding Ltd., 042822 SEC, 3-20751

    • February 07, 2023

  • In re ZYQC Grp. Holding, 020723 SEC, 3-20751

    • March 23, 2022

  • In re ZYQC Grp. Holding, 032322 SEC, 3-20751

    • June 16, 2022

  • In re Zyqc Grp. Holding, 061622 SEC, 3-20751

    • September 03, 2013

  • In re. Lorenzo, 090313 SEC, 3-15211

    • August 02, 2016

  • In re3C Advisors & Associates, Inc., 080216 SEC, 3-17070

    • January 20, 2012

  • In regenesis Centers, Inc., 012012 SEC, 3-14652

    • September 13, 2018

  • In res Fusion Pharm, Inc., 091318 SEC, 3-17545

    • October 04, 2018

  • In res Fusion Pharm, Inc., 100418 SEC, 3-17545

    • January 22, 2018

  • In res Gl Capital Partners, LLC, 012218 SEC, 3-17818

    • February 21, 2017

  • In res GL Capital Partners, LLC, 022117 SEC, 3-17818

    • February 28, 2017

  • In res GL Capital Partners, LLC, 022817 SEC, 3-17818

    • December 23, 2022

  • In res Grenda, 122322 SEC, 3-21098

    • January 29, 2018

  • In res Harris, 012918 SEC, 3-17874

    • January 25, 2017

  • In res Middlebury Securities, LLC, 012517 SEC, 3-16227

    • September 17, 2018

  • In res Natural Blue Resources, Inc., 091718 SEC, 3-15974

    • October 12, 2018

  • In res of Natural Blue Resources, Inc., 101218 SEC, 3-15974

    • September 21, 2018

  • In res RD Legal Capital, LLC, 092118 SEC, 3-17253

    • June 15, 2015

  • In res Reliance Financial Advisors, LLC, 061515 SEC, 3-16311

    • July 16, 2015

  • In res Reliance Financial Advisors, LLC, 071615 SEC, 3-16311

  • In res Reliance Financial Advisors, LLC, 071615 SEC, 3-16311

    • July 20, 2015

  • In res reliance Financial Advisors, LLC, 072015 SEC, 3-16311

    • August 28, 2015

  • In res Reliance Financial Advisors, LLC, 082815 SEC, 3-16311

    • October 01, 2018

  • In res Tod, 100118 SEC, 3-16349

    • July 06, 2012

  • In the Aegis Assessments, Inc., 070612 SEC, 3-14911

    • September 04, 1998

  • Jacob Adoni, 090498 SEC, 3-9700

    • December 08, 2020

  • Quantumsphere, Inc., 120820 SEC, 3-19264