Maryland Administrative code

MD



Cantidad de documentos en esta fuente: 390130

January 01, 2023

  • Md. Code Regs. 02.02.05.10 Electronic Filing With Designated Entity

  • Md. Code Regs. 02.02.05.11 Applications For Investment Advisers and Notice Filings For Federal Covered Advisers

  • Md. Code Regs. 02.02.05.12 Initial and Renewal Registration As Investment Adviser Representative

  • Md. Code Regs. 02.02.05.13 Investment Adviser Supervision

  • Md. Code Regs. 02.02.05.14 Examination Requirements For Investment Advisers and Investment Adviser Representatives

  • Md. Code Regs. 02.02.05.15 Financial Requirements For Certain Investment Advisers

  • Md. Code Regs. 02.02.05.16 Record-Keeping Requirements For Investment Advisers

  • Md. Code Regs. 02.02.05.17 Financial Reporting Requirements For Certain Investment Advisers

  • Md. Code Regs. 02.02.05.18 Correction of Documents Filed By Investment Advisers and Investment Adviser Representatives

  • Md. Code Regs. 02.02.05.19 Withdrawal of Investment Adviser and Investment Adviser Representative Registrations

  • Md. Code Regs. 02.02.05.20 Exemption From the Maryland Securities Act, Corporations and Associations Article, Section11-101(i)(2), Annotated Code of Maryland, For Certain Individuals

  • Md. Code Regs. 02.02.05.21 Exemption From the Maryland Securities Act, Corporations and Associations Article, Section11-101(h)(2)(iii)3, Annotated Code of Maryland, For Certain Individuals

  • Md. Code Regs. 02.02.05.22 Cancellation of Investment Adviser and Investment Adviser Representative Applications

  • Md. Code Regs. 02.02.06.01 Scope

  • Md. Code Regs. 02.02.06.02 Definitions

  • Md. Code Regs. 02.02.06.03 Time and Place of Filing

  • Md. Code Regs. 02.02.06.04 Form of Papers

  • Md. Code Regs. 02.02.06.05 Initiation of Contested Case

  • Md. Code Regs. 02.02.06.06 Answer

  • Md. Code Regs. 02.02.06.07 Delegation of Hearing Authority

  • Md. Code Regs. 02.02.06.08 Notice of Hearing

  • Md. Code Regs. 02.02.06.09 Representation

  • Md. Code Regs. 02.02.06.10 Addition, Deletion, and Substitution of Parties

  • Md. Code Regs. 02.02.06.11 Consolidation of Cases

  • Md. Code Regs. 02.02.06.12 Discovery

  • Md. Code Regs. 02.02.06.13 Subpoenas

  • Md. Code Regs. 02.02.06.14 Prehearing Conferences

  • Md. Code Regs. 02.02.06.15 Failure to Appear

  • Md. Code Regs. 02.02.06.16 Motions-Generally

  • Md. Code Regs. 02.02.06.17 Motions For Summary Decision

  • Md. Code Regs. 02.02.06.18 Conduct of Hearings

  • Md. Code Regs. 02.02.06.19 Submission of Case On Documentary Record

  • Md. Code Regs. 02.02.06.20 Evidence

  • Md. Code Regs. 02.02.06.21 Examination of Witnesses

  • Md. Code Regs. 02.02.06.22 Sequestration of Witnesses

  • Md. Code Regs. 02.02.06.23 Ex Parte Communications

  • Md. Code Regs. 02.02.06.24 Proposed Decisions and Final Decisions

  • Md. Code Regs. 02.02.06.25 Record of Proceedings

  • Md. Code Regs. 02.02.06.26 Stay of Enforcement

  • Md. Code Regs. 02.02.06.27 Disposition By Agreement

  • Md. Code Regs. 02.02.07.01 Scope

  • Md. Code Regs. 02.02.07.02 Definitions

  • Md. Code Regs. 02.02.07.03 Subpoenas

  • Md. Code Regs. 02.02.07.04 Testimony Under Oath

  • Md. Code Regs. 02.02.07.05 Production of Things and Documents

  • Md. Code Regs. 02.02.07.06 Use and Confidential Treatment of Subpoenaed Materials

  • Md. Code Regs. 02.02.08.01 Definitions

  • Md. Code Regs. 02.02.08.02 Franchise

  • Md. Code Regs. 02.02.08.03 Franchise Fee

  • Md. Code Regs. 02.02.08.04 Application For Registration